Innventure (INV) Registration filing summary

Company overview and business model

• Operates as an industrial growth conglomerate, founding, funding, and operating companies to commercialize transformative, sustainable technologies sourced from multinational corporations, aiming for long-term value through positive cash flow and ownership of portfolio companies.

• Focuses on building disruptive companies with the potential for $1 billion+ enterprise value, leveraging partnerships with channel partners for market adoption.

• Has launched four companies since inception, with three current operating subsidiaries: AeroFlexx, Accelsius, and Refinity.

• Became a publicly traded company via a business combination with a SPAC, now listed on NASDAQ under the symbol "INV."

Financial performance and metrics

• As of March 13, 2026, 80,069,319 shares of common stock, 35,792 shares of Series B Preferred Stock, and 159,270 shares of Series C Preferred Stock were outstanding.

• The company received $11.0 million in gross proceeds from Series B Preferred Stock and $2.75 million from Series C Preferred Stock financings.

• Gross proceeds from PIPE investment totaled approximately $9.75 million.

• Convertible debentures issued to Yorkville resulted in $11.5 million in gross proceeds.

• Auditors have included a going concern explanatory paragraph in their reports.

Use of proceeds and capital allocation

• Proceeds from warrant exercises and equity sales may be used for general corporate purposes, strategic investments, and debt repayment.

• Up to $211.4 million could be raised from Innventure Warrant exercises, $66.6 million from SEPA with Yorkville, and $13.0 million from Series A Warrants, subject to market conditions.